Fee-only adviser · Long Beach, CA
The Chartist
The Chartist is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Long Beach, California. On its latest Form ADV, filed May 15, 2026, it reports $170M in regulatory assets under management, 426 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 105072 · SEC file 801-11714 |
| Office | 6621 E. Pacific Coast Hwy. #240 Long Beach, CA 90803 |
| Phone | (562) 596-2385 |
| Website | www.thechartist.com |
| Regulatory assets under management | $170M |
| Individual clients | 426 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets, Subscription |
| Services | Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | May 15, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Long Beach
- Halbert Hargrove $4.2B
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- Goldman Lancaster, Inc. $361M
- Augustus Wealth, LLC $100M
- Kensington Investment Counsel $310M
- Strategic Portfolio Advisors, Inc. $104M
See all 8 fee-only advisers in Long Beach →
Nearby
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