Fee-only adviser · Tempe, AZ
The Innes Associates, Ltd.
The Innes Associates, Ltd. is a fee-only investment adviser registered with the securities regulators of Arizona, Idaho, Utah, with its main office in Tempe, Arizona. On its latest Form ADV, filed April 24, 2024, it reports $12M in regulatory assets under management, 15 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Arizona, Idaho, Utah |
|---|---|
| Firm CRD number | 117326 |
| Office | 60 E. Rio Salado Pkwy Suite 900 Tempe, AZ 85281 |
| Phone | (480) 706-0819 |
| Website | Not listed |
| Regulatory assets under management | $12M |
| Individual clients | 15 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Portfolio management, Pension consulting |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | April 24, 2024 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Tempe
- Graystone Partners Wealth Management, LLC $297M
- Johnson Financial Advisors $301M
- Intrinsic Wealth Counsel, Inc. $345M
- Harding Wealth, Inc. $213M
- Envision Retirement LLC $96M
- Calisi Wealth Management $75M
See all 10 fee-only advisers in Tempe →
Nearby
- Phoenix 49 firms
- Paradise Valley 1 firm
- Chandler 12 firms
- Mesa 9 firms
- Scottsdale 78 firms
- Gilbert 10 firms
- Fountain Hills 2 firms
- Glendale 3 firms
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