Fee-only adviser · Simi Valley, CA
The Simple Investor's Guide, LLC
The Simple Investor's Guide, LLC is a fee-only investment adviser registered with the securities regulator of California, with its main office in Simi Valley, California. On its latest Form ADV, filed July 14, 2026, it reports $13M in regulatory assets under management, 19 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California |
|---|---|
| Firm CRD number | 285860 |
| Office | 2775 Tapo Street Suite #203B Simi Valley, CA 93063 |
| Phone | (805) 210-2997 |
| Website | www.simi-investments.com |
| Regulatory assets under management | $13M |
| Individual clients | 15 non-high-net-worth, 4 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | July 14, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Simi Valley
- Bridge the Gap Retirement Planners $49M
- Qmulate $6.0M
- Ai Financial, Inc. $6.0M
- Pacific Investment Advisors, LLC $26M
- Tortuga Advisers LLC $564M
See all 6 fee-only advisers in Simi Valley →
Nearby
- West Hills 1 firm
- Moorpark 1 firm
- Canoga Park 1 firm
- Thousand Oaks 13 firms
- Woodland Hills 11 firms
- Agoura Hills 2 firms
- Calabasas 6 firms
- Valencia 3 firms
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