Fee-only adviser · White Plains, NY
Tortoise Investment Management, LLC
Tortoise Investment Management, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in White Plains, New York. On its latest Form ADV, filed March 27, 2026, it reports $2.1B in regulatory assets under management, 504 individual clients and 16 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 128723 · SEC file 801-65160 |
| Office | 2 Westchester Park Drive Suite 215 White Plains, NY 10604 |
| Phone | (914) 686-0024 |
| Website | www.tortoiseinvestment.com |
| Regulatory assets under management | $2.1B ($2.0B discretionary) |
| Individual clients | 144 non-high-net-worth, 360 high-net-worth |
| Financial planning clients | More than 500 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 21 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 27, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in White Plains
- Matrix Asset Advisors Inc $1.4B
- Prism Planning and Solutions Group $157M
- Milagre Wealth Management, Inc. $137M
- Fox Financial Services, Inc. $111M
- Yoshida Wealth Management, Inc. $21M
- Saposh & Malter, Inc. $25M
See all 11 fee-only advisers in White Plains →
Nearby
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- West Harrison 1 firm
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- Rye 4 firms
- Tarrytown 3 firms
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