Fee-only adviser · College Station, TX
Traditions Wealth Advisors, LLC.
Traditions Wealth Advisors, LLC. is a fee-only investment adviser registered with the securities regulators of Louisiana, Texas, with its main office in College Station, Texas. On its latest Form ADV, filed November 4, 2026, it reports $117M in regulatory assets under management, 66 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Louisiana, Texas |
|---|---|
| Firm CRD number | 128135 · SEC file 801-137849 |
| Office | 2700 Earl Rudder Frwy S. Suite 2600 College Station, TX 77845 |
| Phone | (979) 694-9100 |
| Website | www.traditionswealthadvisors.com |
| Regulatory assets under management | $117M ($58M discretionary) |
| Individual clients | 32 non-high-net-worth, 34 high-net-worth |
| Financial planning clients | 51-100 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management, Selection of other advisers |
| Employees | 11 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | November 4, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in College Station
See all 4 fee-only advisers in College Station →
Nearby
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Traditions Wealth Advisors, LLC.? Update this listing.