Fee-only adviser · Oshkosh, WI
Valley Wealth Management
Valley Wealth Management is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Oshkosh, Wisconsin. On its latest Form ADV, filed April 30, 2026, it reports $112M in regulatory assets under management, 345 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 327845 · SEC file 801-135905 |
| Office | 509 S Washburn ST Oshkosh, WI 54904 |
| Phone | (920) 966-9520 |
| Website | www.valleywealth.net |
| Regulatory assets under management | $112M |
| Individual clients | 326 non-high-net-worth, 19 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management, Selection of other advisers |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | April 30, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Oshkosh
- Windward Wealth Strategies, Inc. $251M
- Tower View Wealth Management LLC $318M
- Great Lakes Financial Strategies, LLC $4.0M
See all 4 fee-only advisers in Oshkosh →
Nearby
- Neenah 2 firms
- Menasha 1 firm
- Appleton 14 firms
- Hortonville 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Valley Wealth Management? Update this listing.