Via IV Investments, LLC

Via IV Investments, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Burr Ridge, Illinois. On its latest Form ADV, filed March 12, 2026, it reports $222M in regulatory assets under management, 532 individual clients and 4 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	SEC-registered
Firm CRD number	121992 · SEC file 801-120335
Office	1333 Burr Ridge Parkway Suite 200 Burr Ridge, IL 60527
Phone	(630) 674-7226
Website	www.viaiv.com
Regulatory assets under management	$222M
Individual clients	461 non-high-net-worth, 71 high-net-worth
Financial planning clients	Not reported
How it charges	Percentage of assets, Other
Services	Portfolio management
Employees	4
Disciplinary disclosures	None reported
Latest Form ADV filing	March 12, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It also charges a percentage of assets managed for ongoing investment management.
• Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

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