Fee-only adviser · Springfield, MO
Walker Asset Management, LLC
Walker Asset Management, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with a mailing address in Springfield, Missouri (its office is a private residence, so the street address is not published). On its latest Form ADV, filed October 22, 2026, it reports $315M in regulatory assets under management, 195 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 284951 · SEC file 801-108310 |
| Office | Springfield, MO (mailing address; office not published) |
| Phone | (417) 235-9125 |
| Website | www.walkerassetmanagement.com |
| Regulatory assets under management | $315M |
| Individual clients | 131 non-high-net-worth, 64 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 4 |
| Disciplinary disclosures | Yes, see SEC record |
| Latest Form ADV filing | October 22, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports disciplinary history on Form ADV. Read the disclosure details on its SEC record before you engage it.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Springfield
- Pinnacle Family Advisors, LLC $372M
- Mackay Financial Planning, LLC $176M
- JKD Financial $26M
- Hickory Wealth Management, LLC $127M
- Trend Management, Inc. $95M
- Pension Consultants Inc $5.4B
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Nearby
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