Waverly Advisors, LLC

Waverly Advisors, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Birmingham, Alabama. On its latest Form ADV, filed August 31, 2026, it reports $29.9B in regulatory assets under management, 12,923 individual clients and 197 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	SEC-registered
Firm CRD number	115332 · SEC file 801-60741
Office	600 University Park Place Suite 501 Birmingham, AL 35209
Phone	(205) 871-3334
Website	www.waverly-advisors.com
Regulatory assets under management	$29.9B ($25.2B discretionary)
Individual clients	8,621 non-high-net-worth, 4,302 high-net-worth
Financial planning clients	More than 500
How it charges	Percentage of assets, Hourly, Fixed fee
Services	Financial planning, Portfolio management, Pension consulting, Selection of other advisers
Employees	414
Disciplinary disclosures	None reported
Latest Form ADV filing	August 31, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
• It also charges a percentage of assets managed for ongoing investment management.
• Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
• It provides financial planning services, not only portfolio management.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

Other fee-only advisers in Birmingham

• Eversource Wealth Advisors, LLC $5.1B
• The Welch Group, LLC $3.7B
• Southern Financial Group, LLC $1.1B
• Meld Financial, Inc. $776M
• Oakworth Asset Management, LLC $846M
• Money Management Services Inc $443M

See all 37 fee-only advisers in Birmingham →

Nearby

• Homewood 2 firms
• Vestavia Hills 2 firms
• Hoover 1 firm
• Mountain Brook 1 firm
• Vestavia 1 firm