Fee-only adviser · Elm Grove, WI
Windermere Wealth Advisors, LLC
Windermere Wealth Advisors, LLC is a fee-only investment adviser registered with the securities regulator of Wisconsin, with its main office in Elm Grove, Wisconsin. On its latest Form ADV, filed June 15, 2026, it reports $84M in regulatory assets under management, 51 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Wisconsin |
|---|---|
| Firm CRD number | 153114 · SEC file 801-71158 |
| Office | 13435 Watertown Plank Road Suite 6 Elm Grove, WI 53122 |
| Phone | (414) 759-7824 |
| Website | windermerewealth.com |
| Regulatory assets under management | $84M ($64M discretionary) |
| Individual clients | 24 non-high-net-worth, 27 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Selection of other advisers |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | June 15, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Elm Grove
- Liberty Financial Group, Inc. $194M
- Geder Investment Management, Inc. $27M
- Family Investment Planning, LLC $10M
See all 4 fee-only advisers in Elm Grove →
Nearby
- Brookfield 8 firms
- Wauwatosa 3 firms
- Greenfield 1 firm
- Milwaukee 34 firms
- Pewaukee 2 firms
- Waukesha 6 firms
- Muskego 2 firms
- Germantown 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Windermere Wealth Advisors, LLC? Update this listing.