Fee-only adviser · Baton Rouge, LA
3rd Street Capital Management L.L.C.
3rd Street Capital Management L.L.C. is a fee-only investment adviser registered with the securities regulators of Alabama, Louisiana, Mississippi, Texas, with its main office in Baton Rouge, Louisiana. On its latest Form ADV, filed March 31, 2026, it reports $56M in regulatory assets under management, 78 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Alabama, Louisiana, Mississippi, Texas |
|---|---|
| Firm CRD number | 165950 |
| Office | 251 Florida Street Suite 407 Baton Rouge, LA 70801 |
| Phone | (225) 385-7800 |
| Website | 3rdstreetcap.com |
| Regulatory assets under management | $56M |
| Individual clients | 56 non-high-net-worth, 22 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets, Other |
| Services | Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 31, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Baton Rouge
- Evans Investment Advisors, L.L.C. $391M
- JCN Financial & Tax Advisory Group, LLC $130M
- Abel Hall, LLC $819M
- Asempa Wealth Advisors $246M
- Graf Financial, L.L.C. $80M
- Simmons Asset Management, LLC $26M
See all 14 fee-only advisers in Baton Rouge →
Nearby
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at 3rd Street Capital Management L.L.C.? Update this listing.