Fee-only adviser · Pleasanton, CA
Adap Tax Financial, Inc.
Adap Tax Financial, Inc. is a fee-only investment adviser registered with the securities regulator of California, with its main office in Pleasanton, California. On its latest Form ADV, filed August 5, 2026, it reports $38M in regulatory assets under management, 44 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California |
|---|---|
| Firm CRD number | 293211 |
| Office | 4725 First Street Suite 275 Pleasanton, CA 94566 |
| Phone | (925) 218-2301 |
| Website | Not listed |
| Regulatory assets under management | $38M ($35M discretionary) |
| Individual clients | 37 non-high-net-worth, 7 high-net-worth |
| Financial planning clients | 11-25 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Educational seminars |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | August 5, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Pleasanton
- RPG Investment Advisory, LLC $1.0B
- Mirador Capital Partners $1.0B
- Sierra Pacific Private Wealth, LLC $246M
- Kaizen Financial Strategies, LLC $287M
- Grant Private Wealth Management $255M
- The R.l. Brown Advisory Group, LLC $12M
See all 12 fee-only advisers in Pleasanton →
Nearby
- Dublin 1 firm
- Fremont 4 firms
- San Ramon 15 firms
- Danville 11 firms
- Milpitas 1 firm
- Alamo 5 firms
- Clayton 1 firm
- Livermore 1 firm
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