Fee-only adviser · Pleasanton, CA
Sierra Pacific Private Wealth, LLC
Sierra Pacific Private Wealth, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Pleasanton, California. On its latest Form ADV, filed February 23, 2026, it reports $246M in regulatory assets under management, 290 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 131738 · SEC file 801-123728 |
| Office | 7077 Koll Center Parkway Suite 120 Pleasanton, CA 94566 |
| Phone | (925) 223-8868 |
| Website | www.sierrapacificpw.com |
| Regulatory assets under management | $246M ($237M discretionary) |
| Individual clients | 39 non-high-net-worth, 251 high-net-worth |
| Financial planning clients | 11-25 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers, Educational seminars |
| Employees | 7 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 23, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Pleasanton
- RPG Investment Advisory, LLC $1.0B
- Mirador Capital Partners $1.0B
- Kaizen Financial Strategies, LLC $287M
- Grant Private Wealth Management $255M
- Adap Tax Financial, Inc. $38M
- The R.l. Brown Advisory Group, LLC $12M
See all 12 fee-only advisers in Pleasanton →
Nearby
- Dublin 1 firm
- Fremont 4 firms
- San Ramon 15 firms
- Danville 11 firms
- Milpitas 1 firm
- Alamo 5 firms
- Clayton 1 firm
- Livermore 1 firm
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