Fee-only adviser · Maitland, FL
Aegis Wealth Management, LLC
Aegis Wealth Management, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Maitland, Florida. On its latest Form ADV, filed March 31, 2026, it reports $190M in regulatory assets under management, 170 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 199511 · SEC file 801-96327 |
| Office | 698 N. Maitland Avenue Suite 102 Maitland, FL 32751 |
| Phone | (407) 831-3660 |
| Website | www.aegiswm.com |
| Regulatory assets under management | $190M ($173M discretionary) |
| Individual clients | 103 non-high-net-worth, 67 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Fixed fee |
| Services | Portfolio management |
| Employees | 4 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 31, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Maitland
- RD Lewis Wealth Management $257M
- Dorman Financial Management, P.a. $161M
- Carpenter, Claydon Advisors, Inc. $295M
- Moss & Company, P.a. $70M
See all 5 fee-only advisers in Maitland →
Nearby
- Winter Park 18 firms
- Altamonte Springs, 1 firm
- Casselberry 1 firm
- Longwood 4 firms
- Orlando 21 firms
- Lake Mary 8 firms
- Oviedo 1 firm
- Windermere 2 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Aegis Wealth Management, LLC? Update this listing.