Fee-only adviser · Maitland, FL
Moss & Company, P.a.
Moss & Company, P.a. is a fee-only investment adviser registered with the securities regulator of Florida, with its main office in Maitland, Florida. On its latest Form ADV, filed February 26, 2026, it reports $70M in regulatory assets under management, 49 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Florida |
|---|---|
| Firm CRD number | 142028 |
| Office | 150 Spartan Drive Suite 120 Maitland, FL 32751 |
| Phone | (407) 478-6400 |
| Website | www.mossandcompanypa.com |
| Regulatory assets under management | $70M |
| Individual clients | 24 non-high-net-worth, 25 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 26, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Maitland
- RD Lewis Wealth Management $257M
- Dorman Financial Management, P.a. $161M
- Carpenter, Claydon Advisors, Inc. $295M
- Aegis Wealth Management, LLC $190M
See all 5 fee-only advisers in Maitland →
Nearby
- Winter Park 18 firms
- Altamonte Springs, 1 firm
- Casselberry 1 firm
- Longwood 4 firms
- Orlando 21 firms
- Lake Mary 8 firms
- Oviedo 1 firm
- Windermere 2 firms
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