Fee-only adviser · Newport Beach, CA
Affinity Investment Advisors, LLC
Affinity Investment Advisors, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Newport Beach, California. On its latest Form ADV, filed September 29, 2026, it reports $1.2B in regulatory assets under management, 51 individual clients and 4 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 108278 · SEC file 801-42015 |
| Office | 5140 Birch Street Suite 300 Newport Beach, CA 92660 |
| Phone | (949) 660-6373 |
| Website | www.affinityinvestment.com |
| Regulatory assets under management | $1.2B ($1.2B discretionary) |
| Individual clients | 42 non-high-net-worth, 9 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Fixed fee |
| Services | Portfolio management, Selection of other advisers |
| Employees | 6 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | September 29, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Newport Beach
- Knightsbridge Wealth Management $1.1B
- RS Crum Inc. $721M
- Spectrum Asset Management Inc $657M
- Noble Wealth Management, Inc. $223M
- Procore Advisors, LLC $144M
- Tarbox Family Office, Inc. $954M
See all 63 fee-only advisers in Newport Beach →
Nearby
- Newport 1 firm
- Corona Del Mar 2 firms
- Costa Mesa 8 firms
- Laguna Beach 6 firms
- Tustin 7 firms
- Irvine 52 firms
- Santa Ana 5 firms
- Aliso Viejo 6 firms
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