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Financial advisors · California

Fee-only financial advisors in Newport Beach, CA

From SEC and state Form ADV filingsUpdated 2026-11-07

63 fee-only investment advisers have offices in Newport Beach, California, according to their Form ADV filings with the SEC and state regulators. 38 offer hourly or flat-fee arrangements, 25 charge only a percentage of the assets they manage, and 41 provide financial planning. 30 are SEC-registered, which generally means at least $100 million under management; the rest are smaller state-registered practices. 2 firms report disciplinary history and are listed last.

Data from Form ADV filings as of November 6, 2026. Listings are factual and unpaid. Default order puts firms offering financial planning first and high-volume platforms after advice practices; how ordering works.

Showing 63 of 63

RS Crum Inc.

4 Upper Newport Plaza Drive Suite 201, Newport Beach, CA 92660 · (949) 428-9696

  • Percentage of assets
  • Fixed fee
  • Financial planning
Assets managed
$721M
Individual clients
328
Advisory staff
4
Registered with
SEC

Profile · Website · SEC record

Noble Wealth Management, Inc.

4299 Macarthur Blvd. Suite 100, Newport Beach, CA 92660 · (888) 272-2008

  • Percentage of assets
  • Hourly
  • Fixed fee
  • Financial planning
Assets managed
$223M
Individual clients
232
Advisory staff
2
Registered with
SEC

Profile · Website · SEC record

Procore Advisors, LLC

23 Corporate Plaza DR. Suite 150, Newport Beach, CA 92660 · (949) 339-2990

  • Percentage of assets
  • Hourly
  • Fixed fee
  • Financial planning
Assets managed
$144M
Individual clients
224
Advisory staff
3
Registered with
SEC

Profile · Website · SEC record

Tarbox Family Office, Inc.

500 Newport Center Drive Ste 500, Newport Beach, CA 92660 · (949) 721-2330

  • Percentage of assets
  • Hourly
  • Fixed fee
  • Financial planning
Assets managed
$954M
Individual clients
208
Advisory staff
6
Registered with
SEC

Profile · SEC record

Westshore Wealth

4041 Macarthur Blvd. Suite #160, Newport Beach, CA 92660 · (949) 825-7505

  • Percentage of assets
  • Hourly
  • Fixed fee
  • Financial planning
Assets managed
$662M
Individual clients
190
Advisory staff
7
Registered with
SEC

Profile · Website · SEC record

Ducere Wealth Management

1401 Dove Street Suite 630, Newport Beach, CA 92660 · (714) 393-0959

  • Percentage of assets
  • Financial planning
Assets managed
$504M
Individual clients
128
Advisory staff
6
Registered with
SEC

Profile · Website · SEC record

Banta Asset Management LP

517 30th Street, Newport Beach, CA 92663 · (949) 673-9944

  • Percentage of assets
  • Hourly
  • Fixed fee
  • Financial planning
Assets managed
$129M
Individual clients
117
Advisory staff
3
Registered with
SEC

Profile · Website · SEC record

Prattes Wealth Partners

620 Newport Center Drive, Suite 1100, Newport Beach, CA 92660 · (949) 271-6333

  • Percentage of assets
  • Hourly
  • Financial planning
Assets managed
$244M
Individual clients
91
Advisory staff
3
Registered with
SEC

Profile · Website · SEC record

Havaplan Financial

4695 Macarthur Court 11th Floor, Newport Beach, CA 92660 · (949) 610-8975

  • Percentage of assets
  • Hourly
  • Financial planning
Assets managed
$99M
Individual clients
73
Advisory staff
2
Registered with
CA

Profile · Website · SEC record

Investus Financial

23 Corporate Plaza, Suite 150, Newport Beach, CA 92660 · (949) 645-1403

  • Percentage of assets
  • Hourly
  • Fixed fee
  • Financial planning
Assets managed
$73M
Individual clients
70
Advisory staff
1
Registered with
CA

Profile · SEC record

Sachi Financial Planning

Newport Beach, CA (office address not published) · (949) 478-3643

  • Percentage of assets
  • Hourly
  • Fixed fee
  • Financial planning
Assets managed
$5.8M
Individual clients
61
Advisory staff
2
Registered with
CA

Profile · Website · SEC record

Fiduciary Architects LLC

3416 Via Lido Suite G, Newport Beach, CA 92663 · (949) 216-0080

  • Percentage of assets
  • Hourly
  • Fixed fee
  • Financial planning
Assets managed
$13M
Individual clients
48
Advisory staff
2
Registered with
AZ, CA

Profile · Website · SEC record

Spearhead Advisors, LLC

23 Corporate Plaza, Ste 150, Newport Beach, CA 92660 · (949) 393-2070

  • Percentage of assets
  • Financial planning
Assets managed
$36M
Individual clients
45
Advisory staff
3
Registered with
CA

Profile · Website · SEC record

Windfall Advisors, LLC

620 Newport Center DR. Suite 1100, Newport Beach, CA 92660 · (949) 205-7002

  • Percentage of assets
  • Hourly
  • Fixed fee
  • Financial planning
Assets managed
$70M
Individual clients
42
Advisory staff
1
Registered with
CA, NY

Profile · Website · SEC record

Pariax Private Wealth Management

620 Newport Center Drive Suite 1100, Newport Beach, CA 92660 · (949) 688-0881

  • Percentage of assets
  • Financial planning
Assets managed
$115M
Individual clients
32
Advisory staff
1
Registered with
SEC

Profile · SEC record

Tate Capital Group

120 Newport Center Drive, Newport Beach, CA 92660 · (949) 392-8874

  • Percentage of assets
  • Fixed fee
  • Financial planning
Assets managed
$33M
Individual clients
30
Advisory staff
1
Registered with
CA

Profile · Website · SEC record

Wing

260 Newport Center Drive, Newport Beach, CA 92660 · (949) 209-9584

  • Percentage of assets
  • Fixed fee
  • Financial planning
Assets managed
$128K
Individual clients
23
Advisory staff
2
Registered with
SEC

Profile · Website · SEC record

Centricity Financial LLC

5000 Birch Street Suite 3000, Newport Beach, CA 92660 · (949) 444-2295

  • Percentage of assets
  • Hourly
  • Financial planning
Assets managed
$9.1M
Individual clients
4
Advisory staff
1
Registered with
CA

Profile · Website · SEC record

Shorebird, LLC

2459 Eastbluff Drive Suite 752, Newport Beach, CA 92660 · (951) 216-9355

  • Percentage of assets
  • Hourly
  • Fixed fee
  • Financial planning
Assets managed
$1.8M
Individual clients
4
Advisory staff
1
Registered with
CA

Profile · Website · SEC record

Veraison Asset Management, LLC

220 Newport Center DR Suite 11-502, Newport Beach, CA 92660 · (949) 422-0489

  • Percentage of assets
  • Financial planning
Assets managed
$40M
Individual clients
Under 5
Advisory staff
1
Registered with
CA

Profile · SEC record

RJR Financial Services

1100 Quail ST. Suite 115, Newport Beach, CA 92660 · (949) 724-8506

  • Percentage of assets
  • Hourly
Assets managed
$48M
Individual clients
79
Advisory staff
1
Registered with
CA

Profile · SEC record

Fell Capital Management

1001 Dove Street, Suite 230, Newport Beach, CA 92660 · (949) 476-5056

  • Percentage of assets
Assets managed
$162M
Individual clients
67
Advisory staff
1
Registered with
SEC

Profile · SEC record

Whittier Advisors, LLC

4695 Macarthur Court Suite 1500, Newport Beach, CA 92660 · (949) 341-4250

  • Percentage of assets
  • Fixed fee
Assets managed
$1.9B
Individual clients
23
Advisory staff
6
Registered with
SEC

Profile · Website · SEC record

Aneuvia Capital

Newport Beach, CA (office address not published) · (310) 343-1575

  • Percentage of assets
Assets managed
$13M
Individual clients
7
Advisory staff
1
Registered with
CA

Profile · Website · SEC record

Longtail Alpha, LLC

500 Newport Center Drive Suite 820, Newport Beach, CA 92660 · (949) 706-8092

  • Percentage of assets
  • Hourly
  • Fixed fee
Assets managed
$822M
Individual clients
Under 5
Advisory staff
6
Registered with
SEC

Profile · Website · SEC record

Yosemite Capital Management

5120 Birch Street Suite 100, Newport Beach, CA 92660 · (714) 730-3310

  • Percentage of assets
  • Hourly
  • Fixed fee
  • Financial planning
Assets managed
$369M
Individual clients
266
Advisory staff
5
Registered with
SEC

Profile · Website · SEC record

Reports disciplinary history. Read the details on the SEC record before engaging.

Pruvise

4695 Macarthur CT 1100, Newport Beach, CA 92660 · (949) 798-5744

  • Percentage of assets
  • Hourly
  • Financial planning
Assets managed
$250K
Individual clients
Under 5
Advisory staff
2
Registered with
CA

Profile · Website · SEC record

Reports disciplinary history. Read the details on the SEC record before engaging.

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Fee-only advisers near Newport Beach

Another 112 fee-only firms have offices within 30 miles.

How to choose between them

  1. Decide how you want to pay. Hourly and flat-fee planners suit people who want a plan and will implement it themselves. A percentage-of-assets fee buys ongoing investment management; on $1 million at 1% that is $10,000 a year, every year.
  2. Check the SEC record. Each listing links to the firm’s page on the SEC’s Investment Adviser Public Disclosure site, where you can read the Form ADV Part 2 brochure (fees, minimums, conflicts) and any disciplinary history.
  3. Ask who you will actually work with and what credentials they hold. The advisor versus consultant guide explains which titles are regulated and which are marketing.
  4. Ask about minimums. Form ADV Part 1 does not record account minimums, so they are not shown here. Many asset-based firms require $500,000 or more; hourly planners usually have none.
  5. Get the fee in writing before you sign, including fund expenses and any platform or custody charges on top.

Frequently asked questions

What does fee-only mean?

A fee-only adviser is paid only by its clients, through hourly charges, flat fees, subscriptions or a percentage of the assets it manages. It does not earn commissions on products it recommends. In this directory the label is applied from each firm’s own Form ADV: the firm reports no commission compensation, is not a broker-dealer or registered representative of one, does not act as an insurance agent, and reports no related broker-dealer or insurance agency.

How much does a fee-only financial adviser cost in Newport Beach?

Form ADV records how firms charge, not what they charge. Of the 63 firms listed here, 38 offer hourly or flat fees and 62 charge a percentage of assets. Each firm’s Form ADV Part 2 brochure, linked from its profile, gives its actual fee schedule. Nationally, asset-based fees commonly run around 1% a year on the first $1 million and fall above that.

How were these Newport Beach advisers selected?

Every registered investment adviser with an office in Newport Beach that serves individuals, offers financial planning or portfolio management, and reports no commission or insurance compensation on its Form ADV is listed. Inclusion is free and automatic; no firm pays to appear. The methodology page has the full rules.

Are these advisers fiduciaries?

Registered investment advisers owe their clients a fiduciary duty under the Investment Advisers Act of 1940 for the advice they give. Ask any firm to confirm in writing that it acts as a fiduciary at all times and for all of your accounts.