Fee-only adviser · Newport Beach, CA
Yayati Asset Management, LLC
Yayati Asset Management, LLC is a fee-only investment adviser registered with the securities regulators of California, New Jersey, with its main office in Newport Beach, California. On its latest Form ADV, filed September 18, 2026, it reports $3.0M in regulatory assets under management, 3 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California, New Jersey |
|---|---|
| Firm CRD number | 324099 |
| Office | 4930 Campus DR Newport Beach, CA 92660 |
| Phone | (949) 996-3200 |
| Website | www.yayatiam.com |
| Regulatory assets under management | $3.0M |
| Individual clients | 0 non-high-net-worth, 3 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 4 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | September 18, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Newport Beach
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