Fee-only adviser · San Jose, CA
Align Wealth Management, LLC
Align Wealth Management, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in San Jose, California. On its latest Form ADV, filed August 7, 2026, it reports $117M in regulatory assets under management, 69 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 323615 · SEC file 801-135664 |
| Office | 1850 Hamilton Ave San Jose, CA 95125 |
| Phone | (408) 559-7444 |
| Website | www.alignwealthmgmt.com |
| Regulatory assets under management | $117M |
| Individual clients | 35 non-high-net-worth, 34 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | August 7, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in San Jose
- Potentia Wealth $569M
- Werba Rubin Papier Wealth Management, LLC $1.4B
- Silicon Valley Capital Partners, L.P. $1.3B
- Concentrum Wealth Management $987M
- TTP Investments, Inc. $571M
- Betterwealth LLC $660M
See all 25 fee-only advisers in San Jose →
Nearby
- Campbell 5 firms
- Santa Clara 4 firms
- Sunnyvale 3 firms
- Milpitas 1 firm
- Saratoga 3 firms
- Cupertino 6 firms
- Los Gatos 9 firms
- Mountain View 7 firms
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