Fee-only adviser · Wyomissing, PA
Alliance Financial
Alliance Financial is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Wyomissing, Pennsylvania. On its latest Form ADV, filed June 22, 2026, it reports $272M in regulatory assets under management, 652 individual clients and 5 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 319679 · SEC file 801-125698 |
| Office | 1105 Berkshire Blvd. Ste 120, Wyomissing, PA 19610 |
| Phone | (610) 376-5981 |
| Website | www.alliancefinancialofpa.com |
| Regulatory assets under management | $272M |
| Individual clients | 528 non-high-net-worth, 124 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers |
| Employees | 6 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | June 22, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Wyomissing
- Lountzis Asset Management, LLC $624M
- Connors Investor Services Inc $1.3B
- Atlas Wealth Partners LLC $234M
- Weik Capital Management $335M
- Walsky Investment Management Inc $130M
See all 6 fee-only advisers in Wyomissing →
Nearby
- Shillington 1 firm
- Oley 1 firm
- Morgantown 1 firm
- Mertztown 1 firm
- Lititz 1 firm
- Leola 2 firms
- Lebanon 1 firm
- Macungie 1 firm
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