Fee-only adviser · Lubbock, TX
Alpha Capital LLC
Alpha Capital LLC is a fee-only investment adviser registered with the securities regulator of Texas, with its main office in Lubbock, Texas. On its latest Form ADV, filed March 30, 2026, it reports $68M in regulatory assets under management, 130 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Texas |
|---|---|
| Firm CRD number | 321194 |
| Office | 6213 98th Street Lubbock, TX 79424 |
| Phone | (806) 300-0401 |
| Website | Not listed |
| Regulatory assets under management | $68M |
| Individual clients | 117 non-high-net-worth, 13 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 30, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Lubbock
- Amicus Financial Advisors, LLC $551M
- Bonner & Smith, LLC $315M
- McDonald Capital Management $358M
- High Plains Investment Advisors, Inc. $191M
- Open Door Financial Advisors $15M
- Angel Legacy Advisors, LLC $2.2M
See all 9 fee-only advisers in Lubbock →
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