Fee-only adviser · Lubbock, TX
High Plains Investment Advisors, Inc.
High Plains Investment Advisors, Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Lubbock, Texas. On its latest Form ADV, filed February 9, 2026, it reports $191M in regulatory assets under management, 128 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 114404 · SEC file 801-126221 |
| Office | 7021 Kewanee Ave. Suite 5-102 Lubbock, TX 79424 |
| Phone | (806) 793-7934 |
| Website | www.hptxadvisors.com |
| Regulatory assets under management | $191M |
| Individual clients | 103 non-high-net-worth, 25 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Educational seminars |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 9, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Lubbock
- Amicus Financial Advisors, LLC $551M
- Bonner & Smith, LLC $315M
- McDonald Capital Management $358M
- Alpha Capital LLC $68M
- Open Door Financial Advisors $15M
- Angel Legacy Advisors, LLC $2.2M
See all 9 fee-only advisers in Lubbock →
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at High Plains Investment Advisors, Inc.? Update this listing.