Fee-only adviser · Broadview Heights, OH
Ascend Wealth Advisors, LLC
Ascend Wealth Advisors, LLC is a fee-only investment adviser registered with the securities regulators of Ohio, Texas, with its main office in Broadview Heights, Ohio. On its latest Form ADV, filed March 22, 2026, it reports $42M in regulatory assets under management, 66 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Ohio, Texas |
|---|---|
| Firm CRD number | 165774 |
| Office | 7750 Town Centre Drive Suite 800 Broadview Heights, OH 44147 |
| Phone | (440) 725-1902 |
| Website | www.ascendwealthadvisors.com |
| Regulatory assets under management | $42M ($39M discretionary) |
| Individual clients | 35 non-high-net-worth, 31 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 22, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Broadview Heights
See all 3 fee-only advisers in Broadview Heights →
Nearby
- North Royalton 1 firm
- Independence 6 firms
- Richfield 1 firm
- Middleburg Heights 2 firms
- Northfield 1 firm
- Brunswick 1 firm
- Akron 8 firms
- Fairlawn 2 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Ascend Wealth Advisors, LLC? Update this listing.