Asl Financial, LLC

Asl Financial, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Los Gatos, California. On its latest Form ADV, filed January 5, 2026, it reports $187M in regulatory assets under management, 176 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	SEC-registered
Firm CRD number	115479 · SEC file 801-121203
Office	987 University Avenue Suite 8 Los Gatos, CA 95032
Phone	(408) 283-7256
Website	Not listed
Regulatory assets under management	$187M ($179M discretionary)
Individual clients	66 non-high-net-worth, 110 high-net-worth
Financial planning clients	26-50
How it charges	Percentage of assets, Hourly, Fixed fee
Services	Financial planning, Portfolio management
Employees	1
Disciplinary disclosures	None reported
Latest Form ADV filing	January 5, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
• It also charges a percentage of assets managed for ongoing investment management.
• Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
• It provides financial planning services, not only portfolio management.
• It sponsors or manages a wrap fee program; ask what the bundled fee covers.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

Other fee-only advisers in Los Gatos

• Kane Investment Management, Inc. $241M
• Libra Wealth LLC $640M
• Orchard City Wealth Management, LLC $116M
• Future Wealth LLC $76M
• Cultivate Financial Group LLC $62M
• Comprehensive Financial Management LLC $18.5B

See all 9 fee-only advisers in Los Gatos →

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