Fee-only adviser · Los Gatos, CA
Kane Investment Management, Inc.
Kane Investment Management, Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Los Gatos, California. On its latest Form ADV, filed March 24, 2026, it reports $241M in regulatory assets under management, 191 individual clients and 6 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 127337 · SEC file 801-121604 |
| Office | 15466 Los Gatos Blvd. Suite 213 Los Gatos, CA 95032 |
| Phone | (408) 358-5263 |
| Website | www.kaneinvestment.com |
| Regulatory assets under management | $241M |
| Individual clients | 158 non-high-net-worth, 33 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 9 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 24, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Los Gatos
- Asl Financial, LLC $187M
- Libra Wealth LLC $640M
- Orchard City Wealth Management, LLC $116M
- Future Wealth LLC $76M
- Cultivate Financial Group LLC $62M
- Comprehensive Financial Management LLC $18.5B
See all 9 fee-only advisers in Los Gatos →
Nearby
- Campbell 5 firms
- Saratoga 3 firms
- Soquel 1 firm
- San Jose 25 firms
- Aptos 1 firm
- Cupertino 6 firms
- Sunnyvale 3 firms
- Capitola 1 firm
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