Fee-only adviser · Columbia, SC
Bailey & Associates Investment MGT. and Financial Planning LLC
Bailey & Associates Investment MGT. and Financial Planning LLC is a fee-only investment adviser registered with the securities regulator of South Carolina, with a mailing address in Columbia, South Carolina (its office is a private residence, so the street address is not published). On its latest Form ADV, filed March 9, 2026, it reports $32M in regulatory assets under management, 30 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: South Carolina |
|---|---|
| Firm CRD number | 110113 · SEC file 801-46654 |
| Office | Columbia, SC (mailing address; office not published) |
| Phone | (803) 799-6850 |
| Website | www.bailey-advisers.com |
| Regulatory assets under management | $32M ($32M discretionary) |
| Individual clients | 30 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Percentage of assets, Hourly |
| Services | Financial planning, Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 9, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Columbia
- Anchor Investment Management $1.5B
- Abacus Planning Group, Inc. $2.2B
- Beers Kight Financial Advisors, LLC $179M
- A. J. Brooker Financial Associates $28M
- William B. Walkup & Associates, Inc. $178M
- Capital Wealth Group LLC $24M
See all 14 fee-only advisers in Columbia →
Nearby
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Bailey & Associates Investment MGT. and Financial Planning LLC? Update this listing.