Fee-only adviser · San Mateo, CA
Balopole Investment Management Corporation
Balopole Investment Management Corporation is a fee-only investment adviser registered with the securities regulator of California, with its main office in San Mateo, California. On its latest Form ADV, filed March 6, 2026, it reports $32M in regulatory assets under management, 34 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California |
|---|---|
| Firm CRD number | 135621 |
| Office | 1611 Borel PL Suite 1 San Mateo, CA 94402 |
| Phone | (650) 574-1307 |
| Website | www.balopole.com |
| Regulatory assets under management | $32M |
| Individual clients | 13 non-high-net-worth, 21 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Hourly |
| Services | Financial planning, Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 6, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in San Mateo
- Private Portfolios, Inc. $293M
- International Asset Management $173M
- King Wealth Advisors, LLC $94M
- Roach Investment Services $56M
- Chen Financial Group, LLC Not reported
- Caregen Wealth Management $110M
See all 20 fee-only advisers in San Mateo →
Nearby
- Foster City 6 firms
- Burlingame 7 firms
- Redwood City 6 firms
- Redwood Shores 3 firms
- San Carlos 1 firm
- Millbrae 1 firm
- Woodside 1 firm
- South San Francisco 2 firms
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