Fee-only adviser · Colorado Springs, CO
Bauer Wealth Management Inc.
Bauer Wealth Management Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Colorado Springs, Colorado. On its latest Form ADV, filed May 19, 2026, it reports $206M in regulatory assets under management, 160 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 152977 · SEC file 801-122717 |
| Office | 5755 Mark Dabling Blvd Suite 245 Colorado Springs, CO 80919 |
| Phone | (719) 575-9000 |
| Website | bauerheitzmann.com |
| Regulatory assets under management | $206M ($203M discretionary) |
| Individual clients | 74 non-high-net-worth, 86 high-net-worth |
| Financial planning clients | 101-250 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management, Pension consulting |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | May 19, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Colorado Springs
- Envoy Advisory Inc. $615M
- Altus Wealth Group, LLC $620M
- Intergy Private Wealth, LLC $603M
- Advisers Investment Management, Inc. $105M
- Seamount Financial Group Inc $745M
- Petra Financial Advisors Inc $447M
See all 35 fee-only advisers in Colorado Springs →
Nearby
- Castle Rock 6 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Bauer Wealth Management Inc.? Update this listing.