Fee-only adviser · Carlsbad, CA
Birchwood Capital
Birchwood Capital is a fee-only investment adviser registered with the securities regulators of California, Georgia, Oregon, with its main office in Carlsbad, California. On its latest Form ADV, filed January 20, 2026, it reports $105M in regulatory assets under management, 53 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California, Georgia, Oregon |
|---|---|
| Firm CRD number | 310219 |
| Office | 2385 Camino Vida Roble Suite 100 Carlsbad, CA 92011 |
| Phone | (760) 230-3893 |
| Website | birchwoodcapital.com |
| Regulatory assets under management | $105M |
| Individual clients | 23 non-high-net-worth, 30 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Hourly, Fixed fee |
| Services | Financial planning, Portfolio management |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | January 20, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Carlsbad
- Financial Focus LLC $800M
- Seaside Wealth Management, Inc. $459M
- MKT Advisors LLC $464M
- Carlsbad Wealth Advisory Group, Inc. $238M
- Fonte Financial Advisors $158M
- Five Oceans Advisors $456M
See all 17 fee-only advisers in Carlsbad →
Nearby
- Oceanside 1 firm
- Encinitas 10 firms
- San Marcos 4 firms
- Vista 1 firm
- Cardiff by the Sea 2 firms
- Cardiff-By-The-Sea 1 firm
- Solana Beach 4 firms
- Rancho Santa Fe 7 firms
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