Fee-only adviser · Middleton, WI
Canopy Wealth Management
Canopy Wealth Management is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Middleton, Wisconsin. On its latest Form ADV, filed April 8, 2026, it reports $1.2B in regulatory assets under management, 592 individual clients and 7 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 297717 · SEC file 801-113774 |
| Office | 8215 Greenway Boulevard Suite 540 Middleton, WI 53562 |
| Phone | (608) 662-9018 |
| Website | www.canopy-wealth.com |
| Regulatory assets under management | $1.2B ($1.1B discretionary) |
| Individual clients | 299 non-high-net-worth, 293 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Hourly |
| Services | Financial planning, Portfolio management, Pension consulting, Educational seminars |
| Employees | 12 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | April 8, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Middleton
- Jacobson & Schmitt Advisors, LLC $676M
- Milestone Investment Advisors, LLC $878M
- Sentinel Advisory Group, LLC $321M
- Prism Wealth Management $46M
- Trinity Financial Planning $103M
See all 6 fee-only advisers in Middleton →
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