Fee-only adviser · Totowa, NJ
Capital Allocation Management, Inc
Capital Allocation Management, Inc is a fee-only investment adviser registered with the securities regulator of New Jersey, with its main office in Totowa, New Jersey. On its latest Form ADV, filed April 10, 2026, it reports $119M in regulatory assets under management, 34 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: New Jersey |
|---|---|
| Firm CRD number | 129216 |
| Office | 40 Vreeland Avenue Suite 107 Totowa, NJ 07512 |
| Phone | (973) 812-9660 |
| Website | Not listed |
| Regulatory assets under management | $119M |
| Individual clients | 3 non-high-net-worth, 31 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | April 10, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Totowa
Nearby
- Little Falls 1 firm
- Wayne 2 firms
- Fairfield 4 firms
- Verona 2 firms
- Elmwood Park 1 firm
- Fair Lawn 2 firms
- Montclair 3 firms
- Glen Rock 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Capital Allocation Management, Inc? Update this listing.