Fee-only adviser · Tewksbury, MA
Capital Wealth Management
Capital Wealth Management is a fee-only investment adviser registered with the securities regulator of Massachusetts, with its main office in Tewksbury, Massachusetts. On its latest Form ADV, filed February 13, 2026, it reports $12M in regulatory assets under management, 20 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Massachusetts |
|---|---|
| Firm CRD number | 137223 |
| Office | 103 Balsam Place Unit #101 Tewksbury, MA 01876 |
| Phone | (978) 866-6411 |
| Website | Not listed |
| Regulatory assets under management | $12M ($11M discretionary) |
| Individual clients | 18 non-high-net-worth, 2 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Hourly |
| Services | Portfolio management, Educational seminars |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 13, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Nearby
- Andover 7 firms
- Wilmington 1 firm
- Burlington 8 firms
- North Reading 2 firms
- North Andover 6 firms
- Reading 1 firm
- Bedford 2 firms
- Woburn 6 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Capital Wealth Management? Update this listing.