Fee-only adviser · Indianpolis, IN
Capstone Wealth Advisors,inc.
Capstone Wealth Advisors,inc. is a fee-only investment adviser registered with the securities regulator of Indiana, with its main office in Indianpolis, Indiana. On its latest Form ADV, filed March 11, 2026, it reports $100M in regulatory assets under management, 97 individual clients and 4 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Indiana |
|---|---|
| Firm CRD number | 122357 · SEC file 801-68449 |
| Office | 5875 Castle Creek Parkway Suite 290 Indianpolis, IN 46250 |
| Phone | (317) 577-8233 |
| Website | capstonewa.com |
| Regulatory assets under management | $100M |
| Individual clients | 63 non-high-net-worth, 34 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers |
| Employees | 4 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 11, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Nearby
- Indianapolis 37 firms
- Fishers 12 firms
- Carmel 25 firms
- Noblesville 2 firms
- Zionsville 3 firms
- Greenfield 1 firm
- Brownsburg 2 firms
- Pendleton 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Capstone Wealth Advisors,inc.? Update this listing.