Fee-only adviser · Carmel, IN
Circle City Wealth Management LLC
Circle City Wealth Management LLC is a fee-only investment adviser registered with the securities regulator of Indiana, with its main office in Carmel, Indiana. On its latest Form ADV, filed March 5, 2026, it reports $96M in regulatory assets under management, 104 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Indiana |
|---|---|
| Firm CRD number | 291604 |
| Office | 600 East Carmel Drive Carmel, IN 46032 |
| Phone | (317) 734-0375 |
| Website | www.circlecitywealthmanagement.com |
| Regulatory assets under management | $96M |
| Individual clients | 78 non-high-net-worth, 26 high-net-worth |
| Financial planning clients | 101-250 |
| How it charges | Fixed fee, Other |
| Services | Financial planning, Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 5, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Carmel
- Valeo Financial Advisors, LLC $13.0B
- Shepherd Financial $7.5B
- Oxford Financial Group, Ltd $23.3B
- Goelzer Investment Management $4.5B
- Halter Ferguson Financial Inc $705M
- The Financial Resource Center $642M
See all 25 fee-only advisers in Carmel →
Nearby
- Indianapolis 37 firms
- Zionsville 3 firms
- Indianpolis 1 firm
- Fishers 12 firms
- Noblesville 2 firms
- Brownsburg 2 firms
- Plainfield 1 firm
- Pendleton 1 firm
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