Connecticut Wealth Management, LLC

Connecticut Wealth Management, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Farmington, Connecticut. On its latest Form ADV, filed October 30, 2026, it reports $4.5B in regulatory assets under management, 1,303 individual clients and 46 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	SEC-registered
Firm CRD number	154310 · SEC file 801-73061
Office	281 Farmington Avenue Farmington, CT 06032
Phone	(860) 470-0290
Website	podcastindex.org/podcast/7759628
Regulatory assets under management	$4.5B ($4.4B discretionary)
Individual clients	473 non-high-net-worth, 830 high-net-worth
Financial planning clients	51-100
How it charges	Percentage of assets, Fixed fee
Services	Financial planning, Portfolio management
Employees	74
Disciplinary disclosures	None reported
Latest Form ADV filing	October 30, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
• It also charges a percentage of assets managed for ongoing investment management.
• Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
• It provides financial planning services, not only portfolio management.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

Other fee-only advisers in Farmington

• MJP Wealth Advisors $1.6B
• U.s.a. Financial & Tax Services, LLC $159M
• Sagebroadview Wealth Management, LLC $397M
• Haviland & Sams, LLC Not reported
• Navigator Financial LLC $4.1M
• New England Asset Management, Inc. $111.7B

See all 7 fee-only advisers in Farmington →

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