Fee-only adviser · Farmington, CT
New England Asset Management, Inc.
New England Asset Management, Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Farmington, Connecticut. On its latest Form ADV, filed March 31, 2026, it reports $111.7B in regulatory assets under management and 56 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 105900 · SEC file 801-22445 |
| Office | 74 Batterson Park RD. Pond View Corporate Center Farmington, CT 06032 |
| Phone | (860) 676-8722 |
| Website | neamgroup.com |
| Regulatory assets under management | $111.7B ($87.3B discretionary) |
| Individual clients | Fewer than 5 |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Fixed fee |
| Services | Portfolio management |
| Employees | 122 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 31, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Farmington
- Connecticut Wealth Management, LLC $4.5B
- MJP Wealth Advisors $1.6B
- U.s.a. Financial & Tax Services, LLC $159M
- Sagebroadview Wealth Management, LLC $397M
- Haviland & Sams, LLC Not reported
- Navigator Financial LLC $4.1M
See all 7 fee-only advisers in Farmington →
Nearby
- Avon 3 firms
- West Hartford 7 firms
- Bristol 1 firm
- Hartford 4 firms
- Collinsville 1 firm
- Simsbury 1 firm
- Rocky Hill 2 firms
- Cromwell 1 firm
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