Fee-only adviser · Shelton, CT
Constitution Investment Advisory and Portfolio Management
Constitution Investment Advisory and Portfolio Management is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Shelton, Connecticut. On its latest Form ADV, filed February 6, 2026, it reports $241M in regulatory assets under management, 180 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 310378 · SEC file 801-119493 |
| Office | 2 Trap Falls Road Suite 504 Shelton, CT 06484 |
| Phone | (475) 269-3200 |
| Website | ciapm.com |
| Regulatory assets under management | $241M |
| Individual clients | 126 non-high-net-worth, 54 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 6 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 6, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Shelton
- Myfinancialpro, LLC $58M
- Fortress Financial Management Not reported
- Investmark Advisory Group LLC $930M
See all 4 fee-only advisers in Shelton →
Nearby
- Trumbull 2 firms
- Woodbridge 1 firm
- Easton 1 firm
- New Haven 5 firms
- Newtown 1 firm
- Fairfield 2 firms
- Southbury 3 firms
- Redding 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Constitution Investment Advisory and Portfolio Management? Update this listing.