Fee-only adviser · Shelton, CT
Fortress Financial Management
Fortress Financial Management is a fee-only investment adviser registered with the securities regulator of Connecticut, with its main office in Shelton, Connecticut. On its latest Form ADV, filed June 29, 2026, it reports 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Connecticut |
|---|---|
| Firm CRD number | 340068 |
| Office | 4 Research Drive Suite 402 Shelton, CT 06484 |
| Phone | (203) 912-1657 |
| Website | Not listed |
| Regulatory assets under management | Not reported |
| Individual clients | Fewer than 5 |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | June 29, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Shelton
- Constitution Investment Advisory and Portfolio Management $241M
- Myfinancialpro, LLC $58M
- Investmark Advisory Group LLC $930M
See all 4 fee-only advisers in Shelton →
Nearby
- Trumbull 2 firms
- Woodbridge 1 firm
- Easton 1 firm
- New Haven 5 firms
- Newtown 1 firm
- Fairfield 2 firms
- Southbury 3 firms
- Redding 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Fortress Financial Management? Update this listing.