Fee-only adviser · Mt. Pleasant, SC
Convergent Financial Group
Convergent Financial Group is a fee-only investment adviser registered with the securities regulators of North Carolina, South Carolina, with its main office in Mt. Pleasant, South Carolina. On its latest Form ADV, filed January 14, 2026, it reports $72M in regulatory assets under management, 210 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: North Carolina, South Carolina |
|---|---|
| Firm CRD number | 290052 |
| Office | 3850 Bessemer Road Ste 210 Mt. Pleasant, SC 29466 |
| Phone | (843) 972-4402 |
| Website | www.convergentfg.com |
| Regulatory assets under management | $72M |
| Individual clients | 161 non-high-net-worth, 49 high-net-worth |
| Financial planning clients | 51-100 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | January 14, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Mt. Pleasant
- Headland Capital $559M
- Jackson Financial Services, LLC $498M
- Saos Capital, LLC $239M
- Morris Financial Concepts, Inc. $538M
- Loveland & Bastian Financial Services Group, LLC $84M
- Runey & Associates Wealth Management $105M
See all 18 fee-only advisers in Mt. Pleasant →
Nearby
- Sullivans Island 1 firm
- Charleston 14 firms
- Daniel Island 5 firms
- Johns Island 1 firm
- Kiawah Island 1 firm
- Moncks Corner 1 firm
- Summerville 2 firms
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