Fee-only adviser · Sunnyvale, CA
Echo Advisory LLC
Echo Advisory LLC is a fee-only investment adviser registered with the securities regulator of California, with a mailing address in Sunnyvale, California (its office is a private residence, so the street address is not published). On its latest Form ADV, filed October 6, 2026, it reports $67M in regulatory assets under management and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California |
|---|---|
| Firm CRD number | 288026 |
| Office | Sunnyvale, CA (mailing address; office not published) |
| Phone | (650) 302-7487 |
| Website | Not listed |
| Regulatory assets under management | $67M ($37M discretionary) |
| Individual clients | Fewer than 5 |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Fixed fee |
| Services | Financial planning, Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | October 6, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Sunnyvale
- Honu Wealth Management $162M
- London House Capital $27M
See all 3 fee-only advisers in Sunnyvale →
Nearby
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- Cupertino 6 firms
- Santa Clara 4 firms
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- Campbell 5 firms
- Saratoga 3 firms
- San Jose 25 firms
- Palo Alto 18 firms
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