Fee-only adviser · Denton, TX
Elm Asset Management Inc.
Elm Asset Management Inc. is a fee-only investment adviser registered with the securities regulator of Texas, with its main office in Denton, Texas. On its latest Form ADV, filed March 30, 2026, it reports $5.9M in regulatory assets under management, 13 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Texas |
|---|---|
| Firm CRD number | 114199 |
| Office | 1121 Dallas Drive Suite 1 Denton, TX 76205 |
| Phone | (940) 382-0001 |
| Website | Not listed |
| Regulatory assets under management | $5.9M |
| Individual clients | 13 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 30, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Denton
- Cultivar Capital, Inc. $375M
- Relevance Capital Management $496M
- Kipos Wealth $107M
- Hedgefield Wealth Management $32M
- Aesop Advisor, LLC $177K
- Piccolo Investment Consulting, LLC $110M
See all 10 fee-only advisers in Denton →
Nearby
- Argyle 2 firms
- Bartonville 1 firm
- Little Elm 1 firm
- Flower Mound 6 firms
- Westlake 1 firm
- Lewisville 2 firms
- The Colony 1 firm
- Southlake 15 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Elm Asset Management Inc.? Update this listing.