Fee-only adviser · Tiburon, CA
Fata Financial
Fata Financial is a fee-only investment adviser registered with the securities regulator of California, with its main office in Tiburon, California. On its latest Form ADV, filed March 21, 2026, it reports $50M in regulatory assets under management, 44 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California |
|---|---|
| Firm CRD number | 135765 |
| Office | 55 Main ST. FL. 2 Tiburon, CA 94920 |
| Phone | (415) 729-9359 |
| Website | Not listed |
| Regulatory assets under management | $50M |
| Individual clients | 31 non-high-net-worth, 13 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Hourly |
| Services | Financial planning, Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 21, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Tiburon
- Ring Mountain Capital, LLC $222M
- Gencap Portfolio Management $420M
- Guardian Investment Management $310M
See all 4 fee-only advisers in Tiburon →
Nearby
- Corte Madera 3 firms
- Sausalito 7 firms
- Larkspur 6 firms
- Greenbrae 5 firms
- Kentfield 2 firms
- San Rafael 26 firms
- San Francisco 144 firms
- Ross 2 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Fata Financial? Update this listing.