Financial Forum, Inc.

Financial Forum, Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Spokane, Washington. On its latest Form ADV, filed August 4, 2026, it reports $286M in regulatory assets under management, 572 individual clients and 4 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	SEC-registered
Firm CRD number	307740 · SEC file 801-118241
Office	501 N Riverpoint Blvd., Ste 104 Spokane, WA 99202
Phone	(509) 458-5373
Website	www.financialforum.io
Regulatory assets under management	$286M
Individual clients	495 non-high-net-worth, 77 high-net-worth
Financial planning clients	1-10
How it charges	Percentage of assets, Hourly
Services	Financial planning, Portfolio management
Employees	5
Disciplinary disclosures	None reported
Latest Form ADV filing	August 4, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
• It also charges a percentage of assets managed for ongoing investment management.
• Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
• It provides financial planning services, not only portfolio management.
• It sponsors or manages a wrap fee program; ask what the bundled fee covers.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

Other fee-only advisers in Spokane

• JMK & Associates, LLC $268M
• Quantum Financial Planning Services, Inc. $727M
• Northern Capital Management, Inc. $918M
• Vickerman Investment Advisors, Inc. $632M
• Freedom Asset Management $142M
• Fortitude Financial LLC $282M

See all 26 fee-only advisers in Spokane →

Nearby

• Spokane Valley 4 firms
• Liberty Lake 2 firms