Financial Positioning System, Inc

Financial Positioning System, Inc is a fee-only investment adviser registered with the securities regulator of Maryland, with its main office in Derwood, Maryland. On its latest Form ADV, filed February 15, 2024, it reports $2.4M in regulatory assets under management, 9 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	State-registered: Maryland
Firm CRD number	165756
Office	16001 New Bedford Drive Derwood, MD 20855
Phone	(240) 476-6402
Website	Not listed
Regulatory assets under management	$2.4M
Individual clients	9 non-high-net-worth, 0 high-net-worth
Financial planning clients	Not reported
How it charges	Percentage of assets, Subscription
Services	Portfolio management
Employees	1
Disciplinary disclosures	None reported
Latest Form ADV filing	February 15, 2024

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It also charges a percentage of assets managed for ongoing investment management.
• Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

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