Fee-only adviser · Littleton, CO
FTN Capital Management
FTN Capital Management is a fee-only investment adviser registered with the securities regulator of Colorado, with its main office in Littleton, Colorado. On its latest Form ADV, filed March 30, 2026, it reports $31M in regulatory assets under management, 8 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Colorado |
|---|---|
| Firm CRD number | 158094 |
| Office | 4873 W. Maplewood Place Littleton, CO 80123 |
| Phone | (303) 885-2034 |
| Website | www.ftncm.com |
| Regulatory assets under management | $31M |
| Individual clients | 6 non-high-net-worth, 2 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 30, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Littleton
- Whipplewood Advisors, LLC $325M
- Asset Solutions, Inc. $98M
- Capital Financial Group, Inc. $237M
- Berenz Wealth Management, LLC $54M
- CDP Financial Group, LLC $100M
- BZ Wealth Advisors, LLC $26M
See all 11 fee-only advisers in Littleton →
Nearby
- Highlands Ranch 6 firms
- Lakewood 6 firms
- Greenwood Village 28 firms
- Centennial 14 firms
- Lone Tree 1 firm
- Glendale 1 firm
- Englewood 11 firms
- Denver 91 firms
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