Fee-only adviser · San Mateo, CA
Fuller & Thaler Asset Management Inc
Fuller & Thaler Asset Management Inc is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in San Mateo, California. On its latest Form ADV, filed March 30, 2026, it reports $30.3B in regulatory assets under management, 5,756 individual clients and 11 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 107033 · SEC file 801-43915 |
| Office | 411 Borel Avenue Suite 300 San Mateo, CA 94402 |
| Phone | (650) 931-1500 |
| Website | www.fullerthalerfunds.com |
| Regulatory assets under management | $30.3B |
| Individual clients | 5,559 non-high-net-worth, 197 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Fixed fee |
| Services | Portfolio management |
| Employees | 30 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 30, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in San Mateo
- Private Portfolios, Inc. $293M
- International Asset Management $173M
- King Wealth Advisors, LLC $94M
- Roach Investment Services $56M
- Chen Financial Group, LLC Not reported
- Caregen Wealth Management $110M
See all 20 fee-only advisers in San Mateo →
Nearby
- Foster City 6 firms
- Burlingame 7 firms
- Redwood City 6 firms
- Redwood Shores 3 firms
- San Carlos 1 firm
- Millbrae 1 firm
- Woodside 1 firm
- South San Francisco 2 firms
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