Fee-only adviser · Thousand Oaks, CA
Hillcrest Financial Group
Hillcrest Financial Group is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Thousand Oaks, California. On its latest Form ADV, filed November 4, 2026, it reports $568M in regulatory assets under management, 347 individual clients and 5 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 317862 · SEC file 801-122983 |
| Office | 515 Marin Street Suite 414 Thousand Oaks, CA 91360 |
| Phone | (805) 373-8686 |
| Website | www.hillcrestfinancialgroup.com |
| Regulatory assets under management | $568M |
| Individual clients | 201 non-high-net-worth, 146 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Fixed fee |
| Services | Financial planning, Portfolio management |
| Employees | 8 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | November 4, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Thousand Oaks
- Pacific Financial Strategies, Inc $201M
- De Groote Financial Group, LLC $1.2B
- Longevity Capital Management $184M
- Retirement Wealth Center Inc $42M
- Strategic Financial $73M
- Buff Your Finances $9.9M
See all 13 fee-only advisers in Thousand Oaks →
Nearby
- Newbury Park 1 firm
- Thousand Oaks Drive 1 firm
- Westlake Village 26 firms
- Moorpark 1 firm
- Camarillo 8 firms
- Agoura Hills 2 firms
- Simi Valley 6 firms
- Malibu 1 firm
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