Fee-only adviser · Thousand Oaks, CA
Pacific Financial Strategies, Inc
Pacific Financial Strategies, Inc is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Thousand Oaks, California. On its latest Form ADV, filed October 5, 2026, it reports $201M in regulatory assets under management, 713 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 151434 · SEC file 801-70849 |
| Office | 223 E. Thousand Oaks Blvd., Suite 403 Thousand Oaks, CA 91360 |
| Phone | (818) 991-7794 |
| Website | www.pacfs.com |
| Regulatory assets under management | $201M |
| Individual clients | 600 non-high-net-worth, 113 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Percentage of assets, Other |
| Services | Financial planning, Portfolio management, Educational seminars |
| Employees | 5 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | October 5, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Thousand Oaks
- De Groote Financial Group, LLC $1.2B
- Hillcrest Financial Group $568M
- Longevity Capital Management $184M
- Retirement Wealth Center Inc $42M
- Strategic Financial $73M
- Buff Your Finances $9.9M
See all 13 fee-only advisers in Thousand Oaks →
Nearby
- Newbury Park 1 firm
- Thousand Oaks Drive 1 firm
- Westlake Village 26 firms
- Moorpark 1 firm
- Camarillo 8 firms
- Agoura Hills 2 firms
- Simi Valley 6 firms
- Malibu 1 firm
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