Fee-only adviser · Erie, PA
I.m.s. Wealth Management, LLC
I.m.s. Wealth Management, LLC is a fee-only investment adviser registered with the securities regulators of New York, Pennsylvania, with its main office in Erie, Pennsylvania. On its latest Form ADV, filed February 17, 2026, it reports $38M in regulatory assets under management, 56 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: New York, Pennsylvania |
|---|---|
| Firm CRD number | 164717 |
| Office | 359 West 26th Street Erie, PA 16508 |
| Phone | (814) 454-1133 |
| Website | www.imswealthmanagement.com |
| Regulatory assets under management | $38M |
| Individual clients | 48 non-high-net-worth, 8 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 17, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Erie
- Wedgewood Investors Inc $216M
- Bishop & Company Investment Management, LLC $441M
- Robbins Wealth Management $242M
- One-Up Financial $107M
- Evident Financial $150M
- Marsden Capital Management, LLC. $95M
See all 7 fee-only advisers in Erie →
Nearby
- Cambridge Springs 1 firm
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