Fee-only adviser · Alexandria, VA
Katz Family Financial Advisors, LLC
Katz Family Financial Advisors, LLC is a fee-only investment adviser registered with the securities regulators of Delaware, Louisiana, Maryland, New York, Virginia, with its main office in Alexandria, Virginia. On its latest Form ADV, filed October 22, 2026, it reports $111M in regulatory assets under management, 133 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Delaware, Louisiana, Maryland, New York, Virginia |
|---|---|
| Firm CRD number | 133600 · SEC file 801-81034 |
| Office | 3307 Duke Street Alexandria, VA 22314 |
| Phone | (301) 961-6030 |
| Website | www.katzfamilyfinancial.com |
| Regulatory assets under management | $111M ($81M discretionary) |
| Individual clients | 97 non-high-net-worth, 36 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management, Educational seminars |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | October 22, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Alexandria
- Monument Wealth Management $648M
- Westbourne Investments, Inc. $276M
- Craftwork Capital LLC $102M
- C.l. Sheldon & Company, LLC $111M
- Arkagos Advisors & Asset Management, Inc. $65M
- Tesfaye O'Neill Financial Not reported
See all 21 fee-only advisers in Alexandria →
Nearby
- National Harbor 1 firm
- Fort Washington 1 firm
- Arlington 26 firms
- Washington 21 firms
- Falls Church 3 firms
- Annandale 1 firm
- Landover 1 firm
- Burke 1 firm
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